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Virginia Administrative Code (Last Updated: January 10, 2017) |
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Title 21. Securities and Retail Franchising |
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Agency 5. State Corporation Commission, Division of Securities and Retail Franchising |
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Chapter 40. Exempt Securities and Transactions |
| Section 10. Commercial paper |
| Section 20. Exchange and automated quotations system |
| Section 30. Uniform limited offering exemption |
| Section 40. [Repealed] |
| Section 50. Foreign issuer |
| Section 60. [Repealed] |
| Section 70. Solicitations of interest prior to the filing of a registration statement |
| Section 80. [Repealed] |
| Section 90. [Repealed] |
| Section 100. Domestic issuer limited transactional exemption |
| Section 110. Internet offer transactional exemption |
| Section 120. [Repealed] |
| Section 130. Calculation of the number of purchasers under § 13.1-514 B 7 b |
| Section 140. Accredited investor exemption |
| Section 150. Employee benefit plans; eligible participants |
| Section 160. Canadian securities |
| Section 170. Offerings conducted pursuant to § 13.1-514 B 7 a; broker-dealer participation and solicitation |
| Section 180. Certain options, warrants, and rights |
| Section 190. Intrastate crowdfunding exemption |
| Appendix 9998. FORMS (21VAC5-40) |