Virginia Administrative Code (Last Updated: January 10, 2017) |
Title 21. Securities and Retail Franchising |
Agency 5. State Corporation Commission, Division of Securities and Retail Franchising |
Chapter 40. Exempt Securities and Transactions |
Section 160. Canadian securities
Latest version.
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In accordance with § 13.1-514 A 13 of the Act, an offer or sale of a security issued by an issuer organized under the laws of Canada or any Canadian province or territory and effected by a Canadian broker-dealer registered pursuant to 21VAC5-20-85 and its agent registered pursuant to 21VAC5-20-155 are exempted from the securities registration requirements of the Act.
Historical Notes
Derived from Volume 19, Issue 23, eff. July 1, 2003.
Statutory Authority
§§ 12.1-13 and 13.1-523.1 of the Code of Virginia.