Virginia Administrative Code (Last Updated: January 10, 2017) |
Title 10. Finance and Financial Institutions |
Agency 5. State Corporation Commission |
Chapter 22. Trust Company Regulations |
Section 10. Definitions |
Section 20. Preliminary statement; responsibility of the board of directors; meetings of the board |
Section 30. Composition of affiliated trust company board; prohibitions on dual service |
Section 40. Reports of condition; annual audits |
Section 50. Insurance required |
Section 60. Investments |
Section 70. Loans to certain persons prohibited |
Section 80. Delegation of trust functions; confidentiality |
Section 90. Trust administration as individual, receipt of income from licensed activities prohibited |
Section 100. Securities advice prohibited; exception |
Section 110. Agency or marketing activity prohibited |
Section 120. Services by affiliate |
Section 130. Referral of securities transactions |
Section 140. Purchases from affiliate prohibited; exceptions; terms |
Section 150. Separate offices required |