Section 330. Maintenance of records  


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  • A. A separate written or automated case record shall be maintained for each resident that shall include all correspondence and documents received by the facility relating to the care of that resident and documentation of all case management services provided.

    B. A separate health record may be kept on each resident. The resident's active health records shall be readily accessible in case of emergency and shall be made available to authorized staff consistent with applicable state and federal statutes and regulations.

    C. Each case record and health record shall be kept (i) up to date, (ii) in a uniform manner, and (ii) confidential from unauthorized access.

    D. Written procedures shall provide for the management of all records, written and automated, and shall describe confidentiality, accessibility, security, and retention of records pertaining to residents, including:

    1. Access, duplication, dissemination, and acquisition of information only to persons legally authorized according to federal and state laws;

    2. Facilities using automated records shall address procedures that include:

    a. How records are protected from unauthorized access;

    b. How records are protected from unauthorized Internet access;

    c. How records are protected from loss;

    d. How records are protected from unauthorized alteration; and

    e. How records are backed up;

    3. Security measures to protect records (i) from loss, unauthorized alteration, inadvertent or unauthorized access, or disclosure of information; and (ii) during transportation of records between service sites;

    4. Designation of person responsible for records management; and

    5. Disposition of records in the event the facility ceases to operate.

    E. Written procedure shall specify what information is available to the resident.

    F. Active and closed written records shall be kept in secure locations or compartments that are accessible to authorized staff and shall be protected from unauthorized access, fire, and flood.

    G. All case records shall be retained as governed by The Library of Virginia.

Historical Notes

Derived from Volume 29, Issue 25, eff. January 1, 2014.

Statutory Authority

§§ 16.1-309.9, 66-10, and 66-24 of the Code of Virginia.