 |
Virginia Administrative Code (Last Updated: January 10, 2017) |
 |
Title 21. Securities and Retail Franchising |
|
Agency 5. State Corporation Commission, Division of Securities and Retail Franchising |
|
Chapter 80. Investment Advisors |
Section 50. Termination of registration and notice filings
Latest version.
-
When an investment advisor or federal covered advisor desires to terminate its registration or notice filing, it shall file Form ADV-W on IARD. Notice of termination by a federal covered advisor shall be effective upon receipt by the commission or at a later date specified in the notice.
Historical Notes
Derived from Rule 1004, Case No. SEC870040, eff. July 2, 1987; amended by Case No. SEC890040, eff. July 1, 1989; amended, Volume 13, Issue 25, eff. September 1, 1997; Volume 17, Issue 20, eff. July 1, 2001; Volume 29, Issue 20, eff. June 3, 2013.