Section 20. Expiration  


Latest version.
  • A broker-dealer's registration, and any renewal thereof, shall expire annually at midnight on the 31st day of December, unless renewed in accordance with 21VAC5-20-30.

Historical Notes

Derived from Rule 201, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC840009, eff. October 5, 1984; Case No. SEC890040, eff. July 1, 1989.

Statutory Authority

§ 13.1-523 of the Code of Virginia.