Section 190. Updates and amendments

Latest version.

An agent of the issuer shall amend or update his Form U4 as required by the "Amendment Filings" provisions set forth under "How to Use Form U4." Filings shall be made with the commission at its Division of Securities and Retail Franchising.

Historical Notes

Derived from Rule 218, Case No. SEC890040, eff. July 1, 1989; amended, Volume 29, Issue 20, eff. June 3, 2013.

Statutory Authority

§ 13.1-523 of the Code of Virginia.

                    
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