Virginia Administrative Code (Last Updated: January 10, 2017) |
Title 21. Securities and Retail Franchising |
Agency 5. State Corporation Commission, Division of Securities and Retail Franchising |
Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer |
Section 100. Expiration
Latest version.
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The registration, and any renewals thereof, of a broker-dealer agent shall expire annually at midnight on the 31st day of December unless renewed in accordance with 21VAC5-20-110.
Historical Notes
Derived from Rule 209, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC830011, eff. July 1, 1983; Case No. SEC840009, eff. October 5, 1984; Case No. SEC890040, eff. July 1, 1989.
Statutory Authority
§ 13.1-523 of the Code of Virginia.