Virginia Administrative Code (Last Updated: January 10, 2017) |
Title 21. Securities and Retail Franchising |
Agency 5. State Corporation Commission, Division of Securities and Retail Franchising |
Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer |
Section 180. Renewals
Latest version.
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An issuer, on behalf of its agent or agents, shall file with the commission at its Division of Securities and Retail Franchising at least 30 days prior to the expiration of registration a registration renewal form (Form S.D.4) accompanied by the statutory fee of $30 for each agent whose registration is to be renewed. The check must be made payable to the Treasurer of Virginia.
Historical Notes
Derived from Rule 217, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC840009, eff. July 2, 1984; Case No. SEC890040, eff. July 1, 1989; Volume 29, Issue 20, eff. June 3, 2013.
Statutory Authority
§ 13.1-523 of the Code of Virginia.