Section 200. Exemption of certain securities from subsection C of the Act

Latest version.

Any security shall be exempt from the operation of subsection C of the Act (Section 38.2-214 of the Code of Virginia) to the extent necessary to render lawful under such subsection the execution by a broker of an order for an account in which he has no direct or indirect interest.

Historical Notes

Derived from Regulation 5, Case No. 18773, Rule 20, eff. April 1, 1970.

Statutory Authority

§ 38.2-214 of the Code of Virginia.

                    
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